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Last
Updated: Mon Jul 7 11:57:52 UTC 2008
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Flanker
Radars
in
Beyond
Visual Range Air Combat

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3rd April, 2008
|
by
Dr Carlo Kopp, SMAIAA, MIEEE, PEng
|
| ©
2008 Carlo Kopp |
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Su-35 demonstrator
with exposed Irbis-E phased array. The now well established trend in
Russian sensors
for BVR combat is increasing range performance and countermeasures
resistance. The 20 kiloWatt peak power class Irbis E ESA radar is the
most
powerful in its class. (KnAAPO).
(Images Rosoboronexport,
KnAAPO,
Vympel, RuMoD,
Tikhomirov NIIP, US DoD, Other, Author)
|
Background
Russia's military radar
industry
has
advanced considerably since the end of the Cold War, largely resulting
from access
to Western technologies in the global market. This has seen significant
advances in basic technology, especially in such key areas such as
radar
signal processing, radar data processing, embedded software, Gallium
Arsenide semiconductors for low noise receivers, and in HEMT (High
Electron Mobility Transistor)
transistors used in Active Electronically Steered Arrays (AESA).
This sustained growth in basic technology has been reflected in ongoing
growth in the capabilities of the various radars deployed in Russian
Air Force and export variants of the Sukhoi Flanker fighter.
This analysis will survey the basic radar types available,
summarise
the data, and include a cardinal parametric analysis. Representative
Western
radar performance will be compared, with a focus on Beyond Visual Range
air combat regimes of operation.
|
Resources
- ОАО МНИИ
"АГАТ",
Joint stock company Moscow research institute «Agat». Российская
Федерация, 140182, г. Жуковский Московской области, ул. Туполева д. 2а.
- "Центральное
конструкторское бюро автоматики", Central Design Bureau Avtomatika,
Адрес: 644027, г. Омск-27, Космический проспект, 24А
- Государственное
предприятие завод "Арсенал", Government Factory "Arsenal", 8,
Moskovska str., Kiev, 01010, Ukraine
- Irkut
SPC (JSC),
125315, 68, Bldg. 1, Leningradsky prospekt, Moscow, 125315, Russia
- KnAAPO
(JSC), ul. Sovetskaya, 1, Komsomolsk-on-Amur,
681018, Russia
- Фотогалерея
первого построенного на КнААПО Су-35 (Imagery of first Su-35)
- Буклет
Су-35, архив с
буклетом в формате Adobe Reader.(Booklet Su-35)
- Презентационное видео о Су-35.(Su-35 presentation)
- Основные
характеристики Су-35. Видео (Su-35 features - video)
- Sukhoi
Company (JSC), 23B, Polikarpov str.,Moscow, 125284,
Russia, p/b 604
- РЛСУ
"Ирбис-Э" - радар нового поколения - "Аэрокосмическое обозрение", №1,
2006, стр.20-22
- "Ирбис"
готовиться к прыжку - "Авиасалоны
мира", №5, 2006,
стр.22-25
- Владимир Ильин - Рождение АФАР
- "Аэрокосмическое обозрение",
№4,
2005, стр.108-111
- С.Д.Бодрунов, Ю.И.Белый, В.А.Таганцев, Ю.И.Зеленюк - «Панда» займет
нишу многофункциональных БРЛС на период разработки радиолокационных
систем пятого поколения" - "Мир
авионики", №3, 2003, стр.19-20
- Синани
А.И., Белый Ю.И. - "Электронное
сканирование в системах управления вооружением истребителей"- "Мир
авионики", №1, 2002, стр.23-28
- Su-35.
Multirole Super-Maneuverable Fighter. The Booklet. KNAAPO/Sukhoi
brochure (Zipped PDF 16 MB)
- LCDR Nate “Hyber” Marler, Advanced Weapons Lab, VX-31,China
Lake, Ca, Risk
Management Lessons Learned from the
APG –79 Radar Test Planning and Execution (PDF).
- Australian
Aviation -
August 2003 -Asia's
Advanced Flankers (Su-27/30)
- Australian Aviation -
September 2003 - Su-30
vs RAAF
Alternatives (Su-27/30)
- The International Assessment and
Strategy Center - May 3rd, 2006 - The
Flanker Fleet -The PLA's 'Big Stick'
|
|
Part 1 High Power Aperture X-Band
Fighter Radars
Pulse Doppler Radar
Performance vs BVR
Combat
Pulse Doppler radars
remain the
primary long range sensors used by fighter aircraft for BVR combat.
This is for several good reasons. Infrared sensors cannot penetrate
cloud or other atmospheric propagation impairments as well as X-band
microwaves can. Radar, conversely, can penetrate most weather
conditions and impairments from the stratosphere down to the lowest
layers of the troposphere. Effective range is another consideration,
as radar performance is limited by the pulsed power-aperture product of
the design, which in the current state of the art permits X-band
fighter radars to acquire larger targets at distances in excess of 200
nautical miles (~400 km). Radars are also capable of rapidly divining
the velocity, direction, altitude and often identity of targets, which
can be problematic for passive sensors operating in the optical bands.
Radars typically also double up as X-band datalink transmitters for
long range missiles, an important factor in achieving high kill
probabilities in BVR combat, where the time of flight of the missile
would otherwise create opportunities for a target to move outside of
the
No Escape Zone ( NEZ) of a BVR missile seeker. For
the forseeable future
radars will remain the primary tool for the acquisition, tracking, and
engagement of targets in the BVR air combat game.
The design parameters of most interest to analysts and competing radar
designers in this area are those which determine the ultimate limits on
the detection range of the radar against representative airborne target
types at
long ranges. These are all contained in the most basic forms of the
radar range equation, and the physics of radar performance it describes.
Peak Power (Ppeak)
[kW] is the maximum pulsed power the radar can emit. It is
limited mostly by the transmitter technology employed, and to a lesser
extent, the antenna design. In general, the higher the peak power
emitted, to the first order, the better from a range perspective.
Peak power is also important in Electronic Warfare terms as it
determines the burnthough performance of the radar, or the point at
which the energy reflected by a target is greater than the energy
produced by the target's defensive jamming equipment. This the
point where jamming
effectively fails.
Aperture Gain (G) [-]
is
a measure of the area and efficiency of the antenna employed for
transmission and reception. The bigger the aperture gain in a radar, to
the first order, the better from a range perspective.
Power Aperture Product (PA
or
PxA) [Wm2, dBWm2,
dBW] in its most
commonly used form is calculated by
multiplying Peak (or Average) Power
x Antenna Area (or Power [dBW]
+ Antenna Gain [dB] in [dBW]). It is a parameter used by designers to
gauge the
relative performance of different radar designs. To the first order,
the radar with the higher Power Aperture Product or PA will achieve
better range, detection and jammer burnthrough performance.
Receiver Noise Figure [-]
is a measure of the thermal and shot noise effects which are competing
in the radar receiver with intended signals to be received. The lower
the noise figure (or 'noise temperature'), the better. Receiver noise
figures are generally similar for given generations of radar
technology, reflecting the radio frequency transistor types, and
antenna
configurations used.
In practical terms, to maximise detection range and jammer
burnthrough
performance, the biggest radars in terms of power and
antenna size win over those with smaller antennas and less power.
Leaving detection and tracking range performance aside for a moment,
other radar parameters and attributes are also relevant in a combat
environment. Unfortunately these capabilities and parameters are
often not so easy to compare parametrically, and in many situations are
less important than the range and burnthrough performance.
Sidelobe Performance
[deciBels]
of a radar antenna determines how much energy is emitted in directions
other than than intended, and how much energy is detected from
directions other than intended. Sidelobe performance is important in
rejecting ground clutter when pursuing low altitude targets, and in
providing good resistance to jamming. Jammers are often designed to
inject false targets into a victim radar via its sidelobes.
Mainlobe Width [degrees of
arc]
of a radar antenna determines how narrow the main lobe of the antenna
radiation pattern is, or in simpler language, how narrow a
'pencil-beam' of microwave energy the radar produces. As the so called
'antenna reciprocity theorem' applies, for a typical antenna
design the
mainlobe (and sidelobe) parameters are the same for transmitting as
they are for
receiving. For typical fighter radars, mainlobe widths vary between 4°
and 2° of arc. For many applications, the narrower the beam the
better, within limits.
Antenna/Receiver/Transmitter
Bandwidth is a measure of the radar's potential frequency
agility, or its
ability to hop across frequencies to evade detection and jamming.
Bandwidth is also important for many modes which require wide bandwidth
modulations in the signal. These include Low Probability of Intercept
(LPI) modes, High Power Jam (HPJ) and high speed datalinking (HSDL)
modes.
Signal Processing Performance is a measure of how many
computations the radar signal processor can perform per second on the
digitised raw radar video signals collected by a receiver. This
parameter is often measured in terms of Fast Fourier Transform
operations executed per second, or where performance is considered
sensitive, in the less revealing measures of MIPS (millions of
instructions per second). Signal processing performance will impact the
radar's ability to sift targets from noise, jamming and low altitude
clutter. A related parameter is the number of receiver channels
employed. In digital radars these are usually paired. Again, a larger
number of channels is typically better.
Data Processing Performance is a measure of how many
computations the radar signal processor can perform per second on the
target track data collected by the radar, as well as on computations
associated with missile guidance and envelope management. Data
processing performance will impact the radar's ability to track large
numbers of targets, manage multiple missile engagements, control
multiple missiles in flight, and perform other functions important to
the managment of the radar's operation.
Beamsteering Agility
is a
measure of how quickly the antenna mainlobe can be pointed in a
different direction, and/or reshaped for a different operating mode. In
MSA
(Mechanically Steered Antenna) designs this parameter is typically of
the order of hundreds of milliseconds. In AESA/ESA (Active /
Electronically Steered Antenna) designs this parameter is typically of
the order of hundreds of microseconds, or a thousand times faster.
Beamsteering agility is important in tracking targets, multitasking the
radar between diverse operating modes, providing resistance to jamming,
and supporting multiple concurrent missile shots.
Angle Tracking Technique
is the method used by the radar to measure the angular position of a
target within the radar's mainlobe. The favoured technique in recent
decades is monopulse angle tracking, due to its accuracy and resistance
to many jamming techniques. Monopulse angle tracking can use multilobed
techniques, or sequential lobing techniques.
Given the complexity of
radar
equipment internally, and from a design perspective, there are many
other parameters which define the overall capabilities of a radar and
its performance across the wide range of modes in which modern
multifunction radars are used. However, in long range missile
engagements, to the first order of magnitude, the Power Aperture
Product is
the critical parameter.
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Power
Aperture Product Performance in
Flanker Radars
Over its long production
history a wide range of radar types and subtypes have been fitted to
variants of the Sukhoi Flanker fighter. Whilst some observers
like to generalise the term 'Flanker radar' it is not unlike saying
'Pentium PC' - the range of power aperture product performance seen
across these radars is greater than in any other tier one combat
aircraft. A detailed analysis of each of the main radar types used is
provided in the latter part of this paper.
Flanker
Radar Variants
Radar
Type
|
Aircraft
Type
|
Regional
Operators
|
N001
Myech
|
KnAAPO
Su-27S,
Su-27SK, Irkut/KnAAPO Su-27UBK/PU,Irkut Su-30K
|
Russia,
China, Indonesia, Vietnam
|
N001VE
|
KnAAPO
Su-30MKK, Su-30MKV
|
China,
India, Vietnam
|
N001VEP
|
KnAAPO
Su-30MK2 |
China
|
N001VE-Pero
|
KnAAPO
Su-30MK3 |
TBD
|
N011
|
KnAAPO
Su-27K/Su-35
|
Russia
|
N011M
BARS
|
Irkut
Su-30MKI/MKM
|
India,
Malaysia
|
N011M
BARS
|
Irkut
Su-30MKI/MKM |
India,
Malaysia |
Irbis-E
|
KnAAPO
Su-35BM, Su35-1
|
Russia,
Export
|
There are four primary
and distinct types of radar carried by Flankers,
each with distinct subtypes or block upgrade levels. In regional terms,
variants of the baseline N001 series are most commonly seen, with the
vastly more capable N011M BARS phased array now also well established
in the region.
Flanker
Radar Power Aperture Product
Radar
Type
|
Antenna
Design
|
Av
Power [kW]
|
PAAVE [dBWm2]
|
Pk
Power [kW]
|
PAPEAK [dBWm2]
|
Range
[NMI]
1 m2 RCS
|
LNA
NF [dB]
|
N001
Myech
|
Twisted
Cassegrain MSA
|
1.0
|
28.0
|
4.0
|
34.1
|
43.0
- 53.0 unspec
|
~9.0
|
N001VE
|
Twisted
Cassegrain MSA
|
1.0 |
28.0 |
4.0 |
34.1 |
72.0
- 81.0 unspec
|
~9.0 |
N001VEP
|
Twisted
Cassegrain MSA
|
1.0 |
28.0 |
4.0 |
34.1 |
72.0
- 81.0 unspec |
~9.0 |
N001VE-Pero
|
Space
Feed PESA
|
1.0 |
29.4 |
4.0 |
35.4 |
~102.0
unspec |
~9.0 |
N011
|
Planar
Array MSA
|
2.0
|
31.1
|
8.0
|
37.1
|
75.0
unspec |
~9.0 |
N011M
BARS
|
Hybrid
ESA
|
1.2
|
28.9
|
4.8
|
34.9
|
~104.0
/ 75.0 spec
|
3.0
|
N011M
BARS
|
Hybrid
ESA |
1.6
|
30.1
|
6.5
|
36.2
|
~117.5
|
3.0 |
Irbis-E
|
Hybrid
ESA |
5.0
|
35.1
|
18.6
|
40.8
|
~153.0
|
3.5
|
Zhuk
AS/ASE
|
AESA
|
est
16.3
|
TBD
|
TBD |
TBD
|
TBD |
~3.0
|
Comparative
Performance
|
APG-71
(F-14D)
|
Planar
Array MSA 0.9 m
|
7.0
|
36.5
|
10.2
|
38.1
|
115
- 400.0 unspec
|
~9.0 |
Notes:
- Russian
specifications
almost
uniformly assume a 4:1 (25%) duty cycle between average and peak power
ratings.
- All
later antenna
apertures
are
0.9
meter diameter thus contributing significantly to power aperture
product. Public specs claim 34 to 36 dB gain for most variants,
parametric analysis suggests up to 39 dB gain. Area is ~0.64 square
metres (0.87 for Pero). In the interests of analytical robustness, this
paper uses the 'raw' form of the peak/average power aperture product
(raw power x area [dBWm2]) as this is less vulnerable to
incremental design changes in antennas, feeds, and transmitters, than
the alternate form (power x gain [dBW]. As such the 'raw' form is a
better indicator of the ultimate performance potential of a given
antenna / transmitter configuration. An example of where the latter
form [dBW] gets into difficulties is in different specifications of
antenna gain, including or excluding feed losses, or situations where
an incremental design change to a feed or antenna removes several dB of
loss previously listed.
- Different
clients are often supplied with different TWT ratings on a
given radar type.
- Detection
range performance figures for many older radar variants are
not specified in terms of a target Radar Cross Section [RCS] and are
thus
difficult to objectively assess. Usually the Russians refer to a
'fighter sized target' for such figures, with an assumed RCS of 3 to 5 m2.
- The much
better Noise Figure (NF) performance in the BARS and Irbis is a
result
of the hybrid array design employed.
What is clear from
available data published by Russian manufacturers over the last fifteen
years is that the Flanker has seen a roughly fivefold growth in the
power aperture product performance of available radar designs. In
practical terms, this amounts to a gross increase in detection range
performance of around 50 percent since the N001 was first deployed, and
a gross increase in jammer burnthrough performance of around 120
percent. Improvements in processing and antenna/receiver design make
the actual performance improvements better. A good comparison is the
APG-71 radar in the F-14D Super Tomcat, which falls in between the
N011M and Irbis E in raw power-aperture product performance (above).
Assessing late model Flanker radar range and burnthrough performance by
using the baseline N001 and its variants as a benchmark is therefore a
complete folly. It is akin to using 1980s US fighter radars as a
benchmark for assessing the capability of current US production fighter
radars.
From a strategy and force
structure planning perspective, the N001 and its variants are now of
marginal relevance, as the more capable and newer radars will
progressively displace them in the marketplace and thus in deployed
force structures. Very few serious Flanker users will retain N001
variants over the coming decade as they are no longer competitive
against newer NIIP offerings, or the AESA technology now being deployed
by the US and its allies [1].
|
Tactical
Implications of High Power Aperture Product Fighter Radars
The conventional wisdom in BVR combat is that the player with the
longer ranging radar wins the game as the radar provides the
opportunity to detect the opponent earlier, initiate tracking and
identification, and launch a missile shot first. This is however
predicated on several assumptions:
- The player with the longer ranging radar has a longer
ranging missile to facilitate a first shot.
- The player with the shorter ranging radar does not
have the
capability to effectively jam the radar.
- The victim does not turn tail early, spoiling the
missile
engagement geometry and getting out of the missile's kinematic No
Escape Zone.
 Missile kinematic performance is
thus critical, and a prerequisite if one
seeks to gain an advantage by deploying a longer ranging radar than an
opponent has. Missile range will be determined in part by the design of
the missile, specifically how much energy is stored in its rocket or
ramjet propellant, and how good the midcourse autopilot software is in
converting that energy into range, but the kinematics of the
launch aircraft also matter immensely. The F-22A has proven repeatedly
that
supercruising at 50,000 ft adds more than 30 percent to the range of
the
AIM-120C AMRAAM it carries, compared to a subsonic launch from a
conventional teen series fighter.
The Russian drive to improve supersonic persistence in the Flanker via
supercruise class engines is clearly in a large part driven by this
reality. In the bluntest of terms, throwing a spear from the top of a
hill is always easier than throwing one uphill. An R-27EA with a range
cited at ~70 nautical miles becomes a ~100 nautical mile class missile
if
launched supersonic from a superior altitude.
Electronic warfare between opponents remains a key consideration in
long range missile combat. While high power aperture radars provide
good burnthrough performance, at extreme ranges well in excess of 50
nautical miles burnthrough is unlikely to be a practical proposition.
This is because the power ratings of conventional defensive jamming
systems will be sized to defeat surface based engagement radars with
power aperture performance well in excess of any fighter radar. A
technique for suppressing a
jamming source that is available to users of AESAs and hybrid
ESAs is to
put sharp nulls into the antenna mainlobe dynamically.
The use of the ESA or AESA to jam an opponent's radar is a proposition
only where the opponent lacks the frequency agility in the their radar
to evade jamming, and lacks an X-band anti-radiation missile which
would
benefit from the stable emissions produced by a jamming mode.
What does become a proposition for both sides is jamming of the missile
midcourse datalink uplink channel to deny midcourse flight position
updates after a missile launch. Historically the jamming of missile
uplinks has been considered difficult and demanding of high power
levels. This is because missile datalink antennas point in the
direction of the launching aircraft, which means that what little
jamming power can couple into the antenna must be carried by surface
travelling waves along the missile airframe. With a high power aperture
ESA or AESA such uplink jamming becomes feasible. However, both sides
also have the option of coating their missiles with X-band lossy
materials, which will diminish the coupling effect.
The reality for better or worse is that possessing radar detection and
tracking range performance well in excess of missile kinematic range
performance is unlikely to provide any benefit beyond very early
warning of an inbound threat, giving the pilot the option of reversing
and getting away, provided the opponent's radar and radio frequency
surveillance systems are not good enough to detect the longer ranging
radar. Increased fighter power aperture performance may increase its
target detection footprint, but it also increases the opponent's
passive detection footprint for the radar - the inverse square law of
passive detection produces stronger effect than the inverse fourth
power law of radar detection.
Western
vs Russian
High
Power Aperture Product Radars
The latter phase of the Cold War saw an ongoing contest between US and
Soviet designers to deliver the longest ranging multimode radars for
BVR combat in intensive jamming environments. The Soviets led during
the 1960s with the massive RP-25 Smerch on the MiG-25 Foxbat. The US
then gained a lead during the early 1970s with the F-14A's AN/AWG-9
radar, originally developed for the navalised F-111B, and the F-15A's
APG-63 radar. The Russian's snatched the leading position back with the
early 1980s N007 Zaslon on the MiG-31 Foxhound, a massive phased array
design twice the size of the US AWG-9 radar. Rated at 2.5 kiloWatts
average power, with a 25% duty cycle peak power rating of 10 kiloWatts,
this immense radar is claimed to be capable of detecting a 0.3 m 2
RCS cruise missile at 35 nautical miles range.
NIIP's enormous N007 Zaslon on
the MiG-31 was the highest power-aperture fighter radar to emerge
during the last decade of the Cold War. If was specifically built to
hunt cruise missiles, and is claimed to be able to detect a 0.3 m2
RCS cruise missile at 35 nautical miles range.
The advent of the Flanker saw the introduction of the N001 radar,
intended to match the US APG-63. While the radar did not meet
expectations, it is the baseline of the Su-30K radar flown by the
Indians in the Cope India 2004 exercise in which late model APG-63
equipped F-15Cs were defeated in simulated BVR combat.
By the time of Cope India, Russian industry was delivering the first
production examples of the NIIP N011M BARS hybrid ESA on early Indian
AF Su-30MKI Flankers. Until recently the BARS was the highest
performing radar on any fighter other than the F-22A - while the
AWG-9/APG-71 has marginally better power aperture performance, the
hybrid array design of the BARS gives it around 6 dB better sensitivity.
The next major advance in the state of the art was the F-22A's APG-77
radar, designed for low observability, with the highest (and to date
still undisclosed) power aperture rating of any fighter radar. It
remains the benchmark in this technology, a large 1500 element AESA
design.
With the APG-77 setting the technological trend, the US industry
developed over the last decade a number of AESA upgrades and new
designs. The APG-79 is the F/A-18E/F Block II radar, originally
intended for all Hornet subtypes but only integrated on the Super
Hornet due to its cooling demands. The APG-80 is the F-16/B60 AESA. The
APG-63(V)2 is a first generation AESA upgrade to the F-15C, the
APG-63(V)3 being a second generation design based on module technology
common to the APG-79. The APG-81 is the F-35 Joint Strike Fighter AESA,
which uses later generation modules than the earliest APG-77 variant.
The
current production F-22A/B20 APG-77(V)2 uses common module technology
to the APG-81, but delivers considerably more power due to the larger
module count and greater cooling capacity of the airframe.
The US had a major technology
breakthrough in AESA design around a half
decade ago when Gallium Nitride (GaN) HEMT (High Electron Mobility
Transistor)
X-band transistors were
perfected, allowing considerably more output power than earlier Gallium
Arsenide transistors. This has created an effect not unlike euphoria in
some parts of the US defence industry, and a worldwide drive by global
semiconductor houses to occupy the market. Historically AESA
performance was limited by the power output per module at X-band,
typically of the order of 2 to 5 Watts per module. The GaN transistor
technology appears at this stage to be capable of delivering ten times
the power per module, which changes the problem AESA designers face
from barely getting viable power output, to not having enough cooling
and electrical power capacity to cope with the transistor technology
available. A good example is the Toshiba TGI8596-50 GaN HEMT announced
last July, capable of delivering 50 Watts in the X-band and targeted at
radar and microwave communications equipment.
The long term implications of the Gallium Nitride breakthrough in
X-band microwave transistor technology are most interesting. If AESA
designers are not significantly limited by basic technology in the
microwave power they can extract from each AESA module, then radar
power aperture performance will grow until it hits the limits of the
power generation and especially cooling capacity of an airframe.
Consider a radar design with 1500 modules, and the availability of
modules capable of, if powered and cooled adequately, transmitting 40
Watts of continuous wave X-band microwave power, with an efficiency of
50 percent (PAE=50%). The sustained peak power such an AESA could
produce is
of the order of 60 kiloWatts. If we assume the Gallium Nitride
transistors are capable of sustaining 160 Watts each this power rating
can be quadrupled to P PEAK=240
kiloWatts. For comparison X-band GaN/SiC transistors rated at 80 Watts
have already been reported in the research literature. With an aperture
area of about 0.65 m 2 this
yields a power aperture product of the order of 51.9 dBW or a relative
range increase compared to contemporary top end 20 kiloWatt class
fighter radars of around 150 percent. The utility of this range
increase may be irrelevant considering conventional targets, but where
it matters is in providing the ability to detect stealthy targets at
very good ranges. The following chart depicts the impact of a notional
very high power aperture radar on detection ranges for stealthy targets.
What is clear is that X-band fighter radars with peak power ratings
well above 20 kiloWatts have the potential to render all but top end
stealth technology ineffective. While engineering such radars would
present serious challenges, some arguably extremely difficult to
resolve with a sub one metre aperture diameter, and possibly forcing
very low operating duty cycles, it is abundantly clear
that the trend will
be to strive for the highest power aperture product achievable, as the
incentives are very powerful.
In this game the primary
constraints then become the cooling of the array and dumping of waste
heat out of the aircraft. Larger aircraft do much better with these
constraints, compared to smaller aircraft. In the long term contest for
higher power aperture product, fighters like the F-35 JSF,
F/A-18E/F, F-16 cannot compete with aircraft in the size and volume
class of the F-15, Flanker or F-22A. The defining characteristics for
best survivability will be the size to effectively power and cool the
highest power aperture product radar which can be fitted, and the best
X-band all aspect stealth performance.
The potential of X-band fighter radars with power ratings
in excess of 20 kiloWatts to be used as Directed Energy Weapons (DEW)
is an issue in its own right [ 2].
The Russian response to the surge in US AESA production was to launch
the development of the 20 kiloWatt peak power class Irbis E radar, an
evolution of the N011M BARS. This radar is to be carried by the new
Su-35BM and Su-35-1 Flanker E+ variant.
Raytheon
APG-79 AESA (US Navy image).
Of the current generation of US AESA radars, the only one which is well
technically documented in the open literature is the APG-79, which will
therefore be used as a baseline for comparison against the Flanker
radars.
The APG-79 was initially sold as a block upgrade to the legacy APG-73,
itself an incremental upgrade to the APG-65. The APG-79 however ended
up being much more than a simple block upgrade, adding not only a
powerful AESA, but including additional processing capability and tight
integration with the ALR-67 radar warning and emitter locating system,
and requiring forward fuselage changes to the aircraft.
One of the key design considerations was to improve the capability to
detect and engage anti-shipping cruise missiles, a major problem for
the US Navy Carrier Battle Groups. Given the relatively modest
footprint to be defended, the poor supersonic performance and payload
range of the Super Hornet was less important than the ability to lift
an X-band radar above the horizon of the shipboard defences.
There is enough unclassified data available at this time to perform a
reasonable estimation of performance bounds on this radar, with the
caveat
that evolving transistor technology over the life cycle of the design
will see shifts in performance. The radar is known to have ~1100
modules, which assuming like per module power rating, cooling and
X-band wavelength would result in around 70 percent of the power rating
of the APG-77. This puts the radar broadly between 10 kW and 20 kW peak
power ratings. Public data comparing the APG-71, APG-73 and APG-79
yields an indication that the radar has similar power aperture product
performance to the 10 kW rated APG-71, which for half the antenna area
yields a peak power rating of the order of 20 kW. This data supports
the proposition that the radar is a 20 kW peak power class design.
In general, the peak power rating of an AESA is determined by the per
module power rating multiplied by the number of elements, with some
reduction resulting from the taper function which is used to weight
power output per module, so that sidelobes and mainlobe shape can be
optimised. A 20 kW peak power AESA with a 15% allowance for taper
function yields for instance a per module rating, for 1100 modules, of
around 21 Watts. The average power output of the radar is then limited
by the duty cycle of operation, and power consumption overheads
incurred
by drivers, and phase and control elements in the modules.
The latest engineering literature on AESAs puts the state of the art
for radiated X-band power intensity at about 4 Watts/cm 2
which for the X-band is around 16 Watts/module. This would put the
total peak power at about 17.6 kW.
This chart shows a sampling of
performance figures from recent research papers for GaAs and GaN
technology Monolithic Microwave Integrated Circuit (MMIC) High Power
Amplifiers (HPA)
operating at X-band frequencies. Such devices are the primary power
stage in an AESA Transmit-Receive module. GaN HEMT technology has
driven up recent power ratings to better than 20 Watts, but
efficiencies remain problematic, mostly below 40%.
Prior to the advent of the GaN HEMT, the conventional wisdom about
AESAs was "AESAs are great for high average power but not so great for
peak power", reflecting limited per transistor power ratings. Clearly
the state of the art currently permits a 20 Watt module, using either
ganged HEMTs of lower power, or single GaN HEMTs delivering all of the
power, the principal question then being whether the PAE (efficiency)
is at the high or low end of the scale.
These estimates can be further constrained by applying some
understanding of
basic AESA design principles, and constraints such as the publicly
disclosed cooling
demand of the AESA antenna section, which dominates
the PAO liquid cooling loop load. Very little modelling is
required to relate the waste heat dissipation to cardinal performance
parameters of the HEMT power transistors, and factors such as typical
transmit duty cycles [ 3].
However, accuracy of estimation depends on the assumed mode in which
the HEMTs in the TR modules are operated. Are they running in static
A-class operation, or are they running in pulsed or gated A-class mode,
where the transistors when idle are biased down to a low power
consumption mode? Another question is how many Watts of power can be
effectively extracted from each module by the cooling system? Another
consideration is the total duty cycle of the radar, or the percentage
of time it is transmitting - while individual modes may occupy up to
25% duty cycle each, interleaving multiple modes will drive up the duty
cycle considerably, in turn driving up average power dissipation. A
further consideration is what static thermal load may be incurred by
other components of the radar, such as processors, if these are liquid
cooled half a kiloWatt or more may be required to cool a full cardcage
of VMEbus COTS processors. Modelling this, assuming 0.5 kW for non-AESA
heat load, a 20% power overhead for the AESA internal support circuits
and backplane driver amplifiers, and a per module efficiency between
25% and 45% shows that peak power ratings of the order of 20 kW are
feasible at duty cycles of the order of 50%, with acceptable cooling
margin.
The available data and modelling thus easily supports the proposition
that the
APG-79 is a 20 kW peak power class radar, with the caveat that better
performance is theoretically achievable, as is lower performance given
the technology available. With around one half the aperture area of the
BARS and Irbis E radars, the resulting order of magnitude power
aperture product of 38 dBWm 2 puts the radar almost exactly
in between the two
Russian
designs. If we are generous with assumptions and consider growth
potential, then it might be rated a little closer to the Irbis E.
It is also worth asking the question of what peak power rating the
APG-79 would require to match the 40.8 dBWm 2 power aperture
product of
the Irbis E, given that its aperture is around half the area of the
Flanker radar. The result is a considerable 35 kW - reflecting the
reality that half the antenna size requires twice the peak power to
match a power aperture figure. Is such performance feasible? The per
transistor module rating is then 32 Watts, which is feasible but
quite challenging. The peak radiant power density at the face of the
antenna is 8 W/cm 2 which is around twice the cited current
state of the art. The HEMTs would have to be state of the art, but
basically such peak power performance is
pushing against the capacity of the extant cooling system, and
achievable transistor performance in efficiency and power output.
Claims that the APG-79 can
outrange the Irbis E are very difficult to support given basic radar
physics. A claim of a tactically significant range advantage over the
extant BARS is also hard to support. The corollary of this is that a
late model JSF APG-81 with similar module count, module power and
aperture size to the APG-79 will not provide significantly different
performance, relative to the later Russian radars.
This chart compares graphically
the peak power aperture product estimates for the Flanker radars, and
the APG-79. The latter is depicted with some provision for growth.
Hybrid array technology used in the BARS and Irbis E provide similar
total noise figure for the antenna-receiver design to that of AESA
designs like the APG-79. Growth JSF APG-81 radars will be similar to
the APG-79. Block upgrades to the BARS to convert it into an Irbis E
configuration will not present difficulties as the latter is an uprated
derivative of the former.
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| Part
2 Flanker Radars in Detail |
The NIIP N001 was the first radar to be
fitted to mass production Su-27 and Su-27S Flankers, during the 1980s.
It uses a twisted Cassegrainian antenna arrangement borrowed from the
MiG-29's N019 multimode radar. Variants of the N001 remain in
production, despite its much inferior performance compared to the N011
series and its later derivatives.
Tikhomirov NIIP N001 / N001VE / N001VEP
The 1980s N001 is the first radar to be
fitted to production Flankers. Initially developed with the aim of
outperforming the APG-63 in the F-15A/C the developmental design, using
a planar array antenna, not perform to expectation and the design was
significantly revised, using components from the MiG-29's N019 multimode radar. The
antenna arrangement is a much more conventional 1.1 metre diameter twisted Cassegrainian scaled from the
N019 but still
exploiting the large radome volume to effect.
The N001 was during the
early
1990s superceded in Russian Air Force production by the N011 planar
array design used in the Su-27M. It remained in production for export
Su-27SK aircraft delivered to China, Vietnam and other global
clientèle's.
A series of incremental upgrades have
been performed on the N001, primarily to improve reliability and
provide additional modes. The N001V/N001VE have improved digital
processing, with a Russian Baguette BCVM-486-6 processor,
compatibility with the R-77 / RVV-AE Adder BVR missile, and a range of
air to surface modes to support multirole operations and air to surface
and anti-shipping munitions. The relationship between the N001VE/VEP is
not unlike that between the APG-63 on the F-15C and APG-70 on the
strike oriented F-15E.
Pero space feed ESA -
a cheap and simple design with considerable potential.
Tikhomirov NIIP N001VE Pero
PESA
The Pero, developed by NIIP and Ryazan
GRPZ, is a
reflective space feed passive phased array antenna (PESA), replacing
the
legacy Cassegrain design. It is lighter than the legacy design, yet
offers
similar beamsteering agility to the latest Western AESAs.
This
low
cost phased array block
upgrade package designated Pero ('Plume'), was designed by NIIP
jointly with Ryazan
GRPZ. This lightweight design avoids the cost and complexity of the
backplane fed BARS (N011M) phased array, instead using a space
(optical) feed scheme, and reflective rather than transmissive phase
elements, a technique used with the 64N6E Big Bird SAM system
radar.
The
design
incorporates the passive phase element array, and a strut supported
boom
which mounts the X-band waveguide and radiating horn. Cost is
comparable to the existing Su-27S/SK Cassegrain antenna, weight is
lower. The launch customer was to be the RuAF, but reports indicate one
of the
two prototypes was sent to China for evaluation. The Pero will provide
the beam
steering agility of modern Western AESAs, but with lower cost and
transmit power ratings, and is likely to appear in regional MLUs later
over the coming decade. An open question is whether a future Pero based
block
upgrade would include the 20 kiloWatt Irbis-E transmitter, as
engineering the space feed for a 20 kiloWatt rated transmitter is
neither difficult nor expensive. While a 20 kiloWatt Pero system would
have inferior receiver sensitivity due to the space feed loss, compared
to the BARS hybrid array, it would be significantly cheaper to build
and deploy en masse, and
likely offer better power aperture product performance due to lower
antenna feed losses in the transmit path [4].
|
|
Tikhomirov NIIP N011
The N011 radar was a higher
performance replacement for the lacklustre
N001 series. It is distinctive by its use of a backplane fed planar
array antenna, a design very similar to the US Hughes and Westinghouse
APG-6X series radars which emerged during the 1970s and are only now
being replaced by newer AESAs. The N011 uses largely digital
processing, unlike the hybrid N001 series. An L-band IFF interrogator
antenna array is embedded in the X-band planar array.
The N011 was only ever built in modest numbers, to equip the Russian
Air Force Su-27K, later renamed Su-35. It most closely compares to the
APG-63 and APG-70. By the mid 1990s Russian AF interest shifted to the
N011M BARS phased array, trialled in the Su-37 demonstrators.
|
NIIP
N011M BARS Prototype.
Tikhomirov NIIP N011M BARS
The BARS is the most
advanced
radar developed by Russian industry during the 1990s. It is unusual in
being designed with a hybrid array arrangement, the receive path using
very similar technology to US and EU AESAs, with similar sensitivity
and sidelobe performance, but using a Travelling Wave
Tube and backplane waveguide feed for the transmit direction, a
technology closest to the B-1B and early Rafale EA radars. As such the
BARS is a transitional design sitting in between Passive ESAs (PESA)
and
contemporary AESAs. There is no doubt this design strategy reflected
the unavailability to Russian designers of the Gallium Arsenide power
transistors used in Western AESAs.
The baseline N011M radar uses a
vertically polarised 0.9 metre diameter aperture hybrid phased array,
with individual per element receive path low noise amplifiers
delivering a noise figure cited at 3 dB, similar to an AESA. The
antenna is constructed using phase shifter and receiver 'stick'
modules, a similar technology to early US AESAs.
Three
receiver channels are used, one presumably for sidelobe blanking and
ECCM. The EGSP-6A transmitter uses a single Chelnok Travelling Wave
Tube, available in variants with peak power ratings between 4 and 7
kiloWatts, and CW illumination at 1 kW. Cited detection range for a
closing target (High PRF) is up to 76 NMI, for a receding target up to
50 NMI. The phased array can electronically steer the mainlobe through
+/-70 degrees in azimuth and +/-40 degrees in elevation. The whole
array can be further steered mechanically. Polarisation can be switched
by 90 degrees for surface search modes.
The BARS remains in production for the Indian and Malaysian Irkut built
Su-30MKI/MKM variants. The radar is available with a range of TWT power
ratings, this being the source of considerable confusion to observers
who have not tracked this program since its inception. The result is a
wide range of performance figures depending on the resulting Power
Aperture Product. That the antenna has good power handling capability
is evident in its adaptation for the Irbis E design.
Given the similarity between the Irbis E and BARS,
existing BARS operators will over time effect block upgrades to convert
their BARS inventories into the Irbis E configuration.
|
|

NIIP
Irbis E Prototype
Tikhomirov NIIP (N035) Irbis E
The
follow on to the BARS is the
new Irbis-E (Snow Leopard) hybrid phased array, in development since
2004 and planned for the Su-35BM block upgrade, and as a block upgrade
or
new build radar for other Flanker variants, such as the Su-35-1. It
will enter production before the end of this decade.
The Irbis-E is a direct
evolution
of the BARS design, but significantly more powerful. While the hybrid
phased array antenna is retained, the noise figure is slightly worse at
3.5 dB, but the receiver has four rather than three discrete channels.
The biggest change is in the EGSP-27 transmitter, where the single 7
kiloWatt peak power rated Chelnok TWT is replaced with a pair of 10
kiloWatt peak power rated Chelnok tubes, ganged to provide a total peak
power rating of 20 kiloWatts. The radar is cited at an average power
rating of 5 kiloWatts, with 2 kiloWatts CW rating for illumination.
NIIP claim twice the bandwidth and improved frequency agility over the
BARS, and better ECCM capability. The Irbis-E has new Solo-35.01
digital signal processor hardware and Solo-35.02 data processor, but
retains receiver hardware, the master oscillator and exciter of the
BARS. A prototype has been in flight test since late 2005.
The performance increase in
the
Irbis-E is commensurate with the increased transmitter rating, and NIIP
claim a detection range for a closing 3 square metre coaltitude target
of 190 - 215 NMI (350-400 km), and the ability to detect a closing 0.01
square metre target at ~50 NMI (90 km). In Track While Scan (TWS) mode
the radar can handle 30 targets simultaneously, and provide guidance
for two simultaneous shots using a semi-active missile like the R-27
series, or eight simultaneous shots using an active missile like the
RVV-AE/R-77 or ramjet RVV-AE-PD/R-77M. The Irbis-E was clearly designed
to support the ramjet RVV-AE-PD/R-77M missile in BVR combat against
reduced signature Western fighters like the Block II Super Hornet or
Eurofighter Typhoon. Curiously, NIIP do not claim superiority over the
F-22A's APG-77 AESA, yet their cited performance figures exceed the
public (and no doubt heavily sanitised) range figures for the APG-77.
The existing N011M series
lacks a
Low Probability of Intercept
capability, in part due to antenna bandwidth limits and in part due to
processor limitations. This is likely to change over the coming decade,
with the Irbis-E,
as customers demand an ability to defeat or degrade Western ESM
equipment and the technology to do this becomes more accessible.
NIIP
Irbis E Components (above)

Parametric analysis indicates the performance for the N011M BARS is
cited for a low TWT power rated variant.
|

The
MiG-35
Zhuk AE AESA designed by Phazotron is the first Russian AESA design and
is
expected to spawn upgrade packages for Flanker variants, as Phazotron
have been trying for over ten years to break NIIP's defacto monopoly on
Flanker radars.
Flanker AESA Radars
Russian industry crossed
an
important milestone with the recent unveiling of Phazotron's Zhuk AE
AESA radar
for the MiG-35. The principal impediment to the introduction of AESAs
has been the unavailability of good Gallium Arsenide technology power
transistors for use in AESA Transmit Receive modules. While global
commercial GaAs production is of the order of 100 times greater in
volume compared to military production in the West, there has been only
modest non-military demand for this class of transistor to date. That
is changing now with the US breakthrough earlier this decade in Gallium
Nitride transistors, now appearing in second generation US AESAs, as
these have been identified as an enabling technology for WiMax
broadband networking. As result the coming decade will see such devices
mass produced for commercial users, making their export to Russian
defence industry impossible to control. We are already observing
Japanese manufacturers producing GaN transistors rated at 50 Watts in
the X-band. The commodification of high
performance 32-bit and 64-bit microprocessor chips is the applicable
case study, since these are now appearing in a wide range of Russian
military equipment designs.
The principal challenges Western designers have faced in AESAs have
fallen into both antenna design, and integration. AESAs typically use
A-class amplifiers to provide bandwidth and frequency agility, and the
high linearity and low distortion required for sophisticated waveforms.
The result is considerable power dissipation in the antenna, which is
typically dealt with by liquid cooling using Poly-Alpha-Olefin (PAO)
coolant. Some designs, such as the F-22A and F-16/B60, dump heat into
the aircraft's fuel as a thermal buffer, and then dissipate it. Some
designs will directly dump the heat into a heat exchanger.
Integration of an AESA into the Flanker airframe will not present
difficulties, as there is considerable internal volume, large internal
fuel capacity, potentially large cooling capacity, and electrical power
to spare with the newer engine
designs. The large 0.9-1.1 metre diameter aperture provided by the nose
and
radome design will be especially attractive to an AESA designer. This
aperture size permits around
twice as many AESA modules of similar size to most current Western
designs, apart from the F-22A Raptor APG-77, to be packed into
the antenna. The
implications of this are sobering, insofar as with modules rated at
half the peak power of the current state-of-the-art, the radar could
provide about the same peak power rating as current top end US AESAs.
The Power Aperture Product would thus be higher due to the aperture
area being so much larger. With COTS derived modules of much higher
peak power rating than current US military GaN HEMT technology, a
future Flanker AESA could have a very much higher
Power Aperture Product figure, with significant counter-stealth
potential.
Russian public statements
indicate that an AESA is in development for the new PAK-FA stealth
fighter. To drive down the cost of this AESA the best strategy
available to the Russians is the export of AESA upgrades to the global
community of Flanker users over the coming decade, emulating the US
approach with this technology.
Raytheon's APG-63(V)3 is an AESA block
upgrade to the legacy APG-63 radar on the F-15C/E variants, based on
APG-79 module technology. It is to be supplied on the Singaporean
F-15SG and retrofitted to some USAF F-15s. The APG-63(V)3 represents
the likely model for AESA mid life upgrades on Flankers, as it is a
self funding mechanism to drive down mass production costs of AESA
modules.
|
Video Footage Supplement
|
This video shows the agile gimbal
arrangement on the Irbis E radar. This allows the phased array to be
steered to best effect, and retain coverage of the target despite
launch aircraft manoeuvre. The planned auxiliary cheek AESA arrays on
the F-22A
Raptor are designed to achieve much the same purpose.
|
This video was produced by KnAAPO
to provide a quick look at the salient features of the new production
Su-35-1 Flanker. It is much less detailed than the earlier 'Deep
Modernisation' video, but more up to date. Of particular interest are
the new design wingtip ECM pods which are much larger than
the established KNIRTI Sorbstiya pods, and in geometry most
closely resemble the new TsNIRTI Digital RF Memory pod
design.
|
This Russian language video was produced
to educate Russian and foreign customers interested in the Su-35BM
upgrade package then being developed for Russian Air Force Su-35
Flanker E fighters. New build Su-35BM aircraft such as those being
marketed to the PLA-AF and Brazil would be largely identical in
configuration. Especially interesting are the animations of air to air
engagements, and the use of the Novator R-100
(KS-172/R-172/K-100/AAM-L)
'anti-AWACS' missile against the E-3C AWACS. The CGI shows an R-77
launch, but the Russian language text refers to a 'long range AAM'
which is the Novator R-100.
|
|
Bibliography
- Stimson
G.W., Introduction to Airborne Radar,
2nd
Edition Scitech Publishing, 1998 (highly recommended).
- Skolnik
M.I. (Editor), Radar
Handbook 3rd
Edition, 007057913X,
McGraw-Hill, February, 2008 (highly recommended).
- Bassem R. Mahafza, Introduction
to Radar Analysis, CRC Press, ISBN 0849318793.
|
Endnotes
[1]
There are numerous
reports of PLA dissatisfaction with the N001 series radars, supported
by reports of the Pero demonstrator sale to China. This presents the
likely outcome of the PLA-AF acquiring the Irbis E equipped Su-35, but
also performing block upgrades to the extant Su-27SK/SMK and Su-30MKK
fleets as immediate force structure expansion costs taper off after
2010.
[2] Refer C Kopp, Considerations on the use of
airborne X-band radar as a microwave directed-energy weapon,
Journal of Battlefield Technology, vol 10, issue 3, Argos Press Pty
Ltd, Australia, pp. 19-25.
[3] A major factor is the achievable performance of the
HEMT transistors installed in the AESA Transmit Receive modules, ie
their X-band power rating in Watts, and their Power Added Efficiency
(PAE) in percent, the latter a measure of excess waste heat dissipation
in the modules. The high bandwidth and linearity demands imposed on
military AESAs generally force the use of A-class amplifier designs,
which are profligate consumers of electrical power and thus heat
dissipators, regardless of clever power management techniques. The
current state of the art in X-band HEMT transistors and MMIC
(Monolithic Microwave Integrated Circuits) sees PAE values ranging from
25% to the the nominal 45% up to almost 70% in pulsed modes, and power
ratings from
single Watts up to a staggering 80 Watts per transistor reported in an
academic journal (Toshiba). No matter how good the transistor might be,
the hard limits on average and thus total power will be set by the
capacity
of the liquid cooling system.
[4] Chinese interest in the Pero may well be driven by
an imperative to increase capability at minimum cost. While it is known
that NIIP have tried to market the BARS for block upgrades, reports
indicate a reluctance on the part of the PLA to embrace a system which
is identical to what the Indians are using. A Pero block upgrade with a
strongly uprated transmitter is the cheapest path for the PLA to match
or exceed the PA of the BARS.
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Artwork, graphic design and text © 2004, 2005, 2006, 2007 Carlo Kopp; Text © 2004, 2005, 2006, 2007 Peter Goon; All
rights reserved. |
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